The legal framework behind the criteria: Dhanasar
Every document you assemble for a National Interest Waiver petition is ultimately organized around a single legal test, so it helps to know its origin before you start drafting. The test comes from Matter of Dhanasar, 26 I&N Dec. 884, a precedent decision issued by the USCIS Administrative Appeals Office in 2016. That decision replaced an earlier, more rigid standard known as NYSDOT (Matter of New York State Dep't of Transportation), which had required petitioners to show, among other things, a specific measurable impact within their field and evidence that the petitioner's influence was greater than most others in the same occupation. Dhanasar discarded that framework and set out a more flexible three-prong test that USCIS still applies today.
The three prongs
- Substantial merit and national importance — the proposed endeavor itself must have significant value and reach beyond a narrow, purely private interest.
- Well positioned to advance the endeavor — the petitioner must show a credible basis for believing they can actually carry the endeavor forward.
- On balance, it would benefit the United States to waive the job offer and labor certification requirements — the petitioner must show why bypassing the standard labor market test is warranted.
Where this sits in the statute
The waiver itself is authorized under INA 203(b)(2), which governs the employment-based second preference category. Dhanasar interprets how that waiver provision should be applied; it did not change the statute. Because USCIS periodically updates its Policy Manual language, volume and chapter numbers, and citation formatting, verify the current references directly on uscis.gov rather than relying on a citation you've seen elsewhere, including this one.
Defining your proposed endeavor
Before drafting any letter or evidence list, write a single paragraph that states what you actually propose to do. This is not your job title or your resume summary — it is a description of an activity with a field, a population it affects, and a mechanism by which it produces that effect.
Step 1: Name the specific activity
Write one sentence that could not apply to a hundred other people in your field. "I work in AI" or "I research materials science" fails this test. Name the technique, the application, and the target.
Step 2: Identify the field and the affected population or industry
State the discipline (e.g., biomedical engineering, agricultural economics) and who is downstream of the work — patients, farmers, a regulated industry, a supply chain, a specific geography.
Step 3: State the mechanism of impact
Explain how the activity produces the effect — through a device, a model, a policy, a manufacturing process, a diagnostic tool. Avoid vague verbs like "improve" or "advance" without an object.
Worked example
- Before: "I will work in AI."
- After: "I will develop federated-learning models to detect diabetic retinopathy in underserved rural clinics."
The revised version names the technique (federated learning), the mechanism (detection models), and the population (rural clinics lacking specialist access).
Why this matters downstream
Every recommendation letter, exhibit, and section of the petition should refer back to this same statement. If letters or exhibits describe the endeavor differently from one another, reconcile the wording before proceeding — inconsistency here creates problems in every later section.
Prong 1 — substantial merit and national importance
This prong has two separate components, and your evidence should address both by name.
Substantial merit
Merit can be established through any of several recognized categories of value: economic (revenue, cost savings, job creation), scientific (advancing a technical field), cultural, health-related, or educational. You do not need to hit all five — one or two, well documented, is the usual approach. What matters is that the value is tied to the endeavor itself, not to your resume.
National importance
This is the component petitioners most often underdocument. It requires showing potential impact reaching beyond your employer, your lab, or your immediate region — for example, applicability across an industry, a technology that could be adopted by multiple institutions, or a public-health method usable beyond one clinic's patient population.
Checklist of documents to gather
- Citation reports (Google Scholar, Web of Science) showing uptake of your work by others
- Grant abstracts, especially from federal or multi-institution funders, describing the problem's scope
- Market-size or industry-scale data relevant to your endeavor's sector
- Government reports, agency strategic plans, or public data referencing the field or problem you address
- Letters from individuals outside your own project describing broader adoption or applicability of your work
Common failure mode
The most frequent gap: evidence proving the work is well-executed but silent on why it matters past your own project. A strong publication record or an efficient internal process is not, by itself, evidence of reach beyond one employer or one dataset — pair such evidence with material showing external relevance.
Prong 2 — well positioned to advance the endeavor
This prong asks whether you, specifically, are positioned to carry the proposed endeavor forward — not whether the endeavor is worthwhile in the abstract. USCIS's Policy Manual lists several non-exclusive evidence categories: education, skills and knowledge, a record of success in related or similar efforts, a model or plan for future activities, progress already made toward implementing the endeavor, and interest from potential customers, users, investors, or collaborators. Check uscis.gov for the current chapter language before citing it in your own writing.
Build a mapping table
Create a table with one row per category and columns for the specific document that supports it:
| Evidence category | Specific document |
|---|---|
| Education | Degree certificates, transcripts |
| Skills/knowledge | Certifications, technical training records |
| Record of success | Publication list with citation counts, prior product launches, awards |
| Model/plan | Written implementation plan, timeline, budget outline |
| Progress to date | Pilot study results, prototype data, signed contracts, IRB approvals |
| Interest from others | Letters of intent, MOUs, term sheets, user sign-up numbers |
For each row, note whether you already hold the document, can request it, or need to generate it (e.g., drafting a plan document that doesn't yet exist).
Common weak point
A detailed business or research plan submitted with no accompanying progress evidence is a recurring gap. A plan describes intent; pilot data, signed agreements, or early results demonstrate that the plan is being executed. Where you lack progress evidence, prioritize obtaining it — even preliminary or small-scale results — before finalizing this section of the petition.
Prong 3 — balancing the waiver of the job offer
The third prong asks whether it serves the country's interest to excuse the standard labor certification process — the PERM procedure that tests whether a US worker is available for the job — for this particular endeavor. It does not ask whether the petitioner is more talented than other candidates. It asks whether the labor certification mechanism itself fits the situation.
Matter of Dhanasar identifies several evidence types that speak to this question:
- Impracticality of the labor market test. The PERM process is built around a fixed job with a fixed employer testing US worker availability. Endeavors that involve self-employment, multiple funding sources, cross-institutional collaboration, or work that does not map onto a single job posting can be documented as such.
- Benefit to the US even where others have similar qualifications. Evidence that broad adoption of the endeavor's output benefits the country regardless of who else could do similar work — for example, an open-source tool, a public dataset, or a published protocol.
- Urgency or unique timing. Grant cycles, disease outbreaks, funding windows, or narrow technological timelines where the months-long PERM process would not align with the work's schedule.
Documents to gather
- Funding agency timelines or grant renewal schedules
- Field-specific data on job mobility, contract structures, or short-term appointments common in the endeavor's discipline
- Program announcements or solicitations showing fixed application windows
- Correspondence or public records showing time-sensitive collaboration or deployment plans
Present these as factual records — dates, cycles, structures — rather than as conclusions about whether a waiver is warranted. That determination belongs to the adjudicator, not the exhibit.
Building the eligibility criteria worksheet
Once you have drafted your endeavor statement and started gathering evidence for each prong, consolidate everything into a single working document — a spreadsheet, not a narrative. This worksheet becomes your internal map of the petition and later the skeleton for your exhibit index and cover letter.
Set up the table
Create one row per piece of evidence, grouped under the three prongs, with these columns:
| Prong | Evidence Type | Specific Document | Source/Date Obtained | Status |
|---|---|---|---|---|
| 1 — Merit & National Importance | Citation data | Google Scholar report, 45 citations | Self-generated, 03/2025 | Have |
| 1 — Merit & National Importance | Independent impact statement | Letter from CDC program officer | Requested 04/2025 | In progress |
| 2 — Well Positioned | Progress to date | Pilot study results, 3 clinics | Internal report, 01/2025 | Have |
| 2 — Well Positioned | Interest from users | Letter of intent from rural health network | Drafting | Need |
| 3 — Waiver Balance | Field mobility norms | Industry association timeline data | Public source, TBD | Need |
Keep it current
Update the worksheet every time you receive a recommendation letter, dataset, or document. Note the exact file name you plan to give each exhibit (e.g., "Exhibit_12_CDC_Letter.pdf") in the Source column, so tracking and final assembly stay linked.
Use it downstream
Once most rows read "Have," sort by prong to build your exhibit index in the same order, and use the table's structure to draft your cover letter's roadmap paragraph — one paragraph per prong, referencing exhibits by number.
A worksheet with unresolved "Need" rows at filing time signals unfinished evidence gathering, not a complete record.
Common gaps and how officers spot them
Most Requests for Evidence trace back to a handful of recurring patterns. Reviewing officers see hundreds of NIW petitions and notice the same shortcuts.
Recurring RFE triggers
- Endeavor stated too broadly or too narrowly. "Advancing artificial intelligence" is unreviewable; "optimizing a single internal company tool" reads as private benefit rather than an endeavor with reach beyond one employer.
- Letters that recycle the same paragraph for all three prongs. If a recommender's letter praises the work's importance, the petitioner's qualifications, and the impracticality of labor certification in three interchangeable sentences, it signals the letter was templated rather than reasoned.
- National-importance claims without independent data. Statements like "this field is critical to the US economy" need a citation to a government report, industry statistic, or funding trend — not just the petitioner's or recommender's assertion.
- Missing progress evidence for Prong 2. A polished plan with no pilot results, no publications, no letters of interest, and no funding history leaves the officer unable to distinguish intention from capability.
- Inconsistent framing of the endeavor. If the personal statement describes one activity, a recommendation letter describes a related but different one, and the resume lists a third, the officer cannot tell which endeavor the petition is actually about.
Self-check procedure
Before filing, reread every document in the packet — personal statement, each letter, each exhibit cover page — and write next to it which single prong it is meant to support. If a document can't be assigned to one prong without hedging, revise it. If two documents assigned to the same prong say the same thing in different words, cut or consolidate one.
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